Cloud Express Supervisor

Introducing the leading communications monitoring solution for compliance officers and HR organizations.

Zantaz’s Cloud Express Supervisor is a leading communications monitoring solution for compliance officers and HR organizations. It ensures compliance with stringent regulatory standards, including SEC Rule 204-2, 17a-3 & 17a-4, FINRA 3110, IIROC Rule 29.7, and FDA, through an intelligent, automated, and user-friendly platform.

Key Features and Benefits

Comprehensive Monitoring - Supports a wide range of communication channels, including email, Microsoft Teams, and Bloomberg. Easily adaptable to add new communication channels as needed.

Intuitive Interface - Simplifies the review process with a user-friendly design, to reduce operational complexity. Provides customizable dashboards, reports, and policies for real-time insights.

Robust Audit Trail - Maintains detailed, immutable supervisory audit trails to demonstrate compliance and proactively prevent violations.

Flexible Configurations - Customizable to monitor specific languages, behaviors, or activities. Supports industry-standard compliance lists, custom profiles, and random sampling for SEC and FINRA regulations.

Identity Consistency - Retains user identity across all supervised communication channels, ensuring accurate monitoring and reporting.

Advanced Search and Review Tools - Enables rapid search, sampling, review, and export of data for streamlined compliance workflows. Offers purpose-built data workflows tailored to search and review roles.

Universal Applications

Cloud Express Supervisor is a cutting-edge compliance and risk management solution designed to meet the needs of highly regulated industries such as financial, legal, and healthcare industries. With its robust capabilities, it also supports unregulated industries seeking to safeguard their operations.

Risk Mitigation and Policy Enforcement

The platform monitors, captures, and analyzes employee communications to proactively identify and flag potential violations. This helps organizations limit liability, ensure proper conduct, and protect their reputation.

Aids in reputation management, risk mitigation, customer satisfaction, and HR needs [e.g., bias alerts].
Automates sanctions compliance with integration to official lists like OFAC.
Ensures corporate communication meets regulatory and organizational standards.

Proactive Compliance

Leveraging a proprietary lexicon and predefined policies, the platform proactively identifies issues early and flags content for review. This ensures adherence to SEC, FINRA, MiFID II, and other regulations while preventing financial crimes or misconduct to safeguard reputation and limit liability.